Regulatory Compliance Gap Assessment & Playbook

COMPLIANCE
NIST
SOX
HIPAA

MAR 8, 2023

Regulatory Compliance Gap Assessment & Playbook

Led a comprehensive compliance gap assessment across multiple regulatory frameworks including NIST, SOX, and HIPAA to identify areas of risk and non-compliance.

Developed a detailed regulatory playbook that provided clear guidance on compliance requirements, control implementation, and ongoing monitoring procedures.

Collaborated with legal, IT, and business stakeholders to ensure the playbook addressed all relevant compliance concerns while remaining practical for implementation.

Key Outcomes

  • Boosted audit readiness by 30% through systematic control implementation
  • Eliminated all critical compliance findings within 90 days
  • Reduced compliance-related costs by 25% through process optimization
  • Created a sustainable compliance monitoring program with clear ownership

Technologies Used

RSA Archer
MetricStream
Compliance 360
Microsoft SharePoint